Head of Compliance
Ian Ashleigh is a qualified risk and compliance professional with over 25 years’ compliance experience in the Financial Services industry and the Diploma in Governance Risk and Compliance from the International Compliance Association. In addition to having worked at the Financial Services Authority, Ian he has worked in the Compliance departments at a variety of organisations including; Kleinwort Benson, Charles Schwab UK Limited, Standard Life and Fidelity International. This experience has allowed Ian to appreciate industry best practice and apply this to the organisations that he works with.
Ian has an in depth knowledge of compliance surrounding the investment market as it applies to both retail and professional investors and has experience of monitoring the client journey from initial meeting to setting up the portfolio and client review